Thomas G. Kleine Registered Investment Advisor ratings, reviews and complaints - Retirement Planning Services

Complaints and Resolutions

Complaint Experience

N/A

Complaint Resolution Index (CRI)

Complaint Resolution Index (CRI) Explained The Complaint Resolution Index (CRI) is an indicator on how responsive a company is in addressing and resolving customer complaints brought to their attention by BCA. If they are considering doing business with the company, consumers can use this indicator to forecast the likelihood of having their issues addressed if a problem arises. CRI measures the company's customer satisfaction abilities through BCA’s complaint mediation process.

A variety of factors are considered when calculating CRI. This includes how quickly a company responds to complaints, the number of complaints against a company, whether the company addressed complaint allegations, and the outcome of the complaints. CRI is just a subset of the overall rating for the company. Consumers are encouraged to take into consideration the company's CRI, their overall BCA letter rating and other relevant information about the company so they can make a well-informed purchasing decision.

BCA's Summary and Analysis:

We have received no complaints against this company.

Our complaint services are free and our team of expert mediators will assist in resolving complaints with businesses.

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Complaint Closing Statistics

0 complaints against Thomas G. Kleine Registered Investment Advisor closed in last 3 years.

Complaints	Type of response
0	Making a full refund, as the consumer requested
0	Making a partial refund
0	Agreed to make an adjustment
0	Refusing to make an adjustment
0	Refuse to adjust, relying on terms of agreement
0	Unanswered

Other Information

Company Info

Thomas G. Kleine Registered Investment Advisor is a full-services independent registered investment firm.

Primary Contact:	Cindy Kleine
Business Started:	9/29/1981
Social:

About Thomas G. Kleine Registered Investment Advisor

Founded in 1996, we have developed our business by reaching out, nurturing and maintaining close, trusting relationships with each of our clients.

We understand how important it is for you to be able to trust your financial advisor - particularly in the wake of recent, highly publicized corporate failures and investment management misdeeds. Regardless of the direction the market and interest rates take in the future, it's important to have a trusted advisor you can count on to give you the news straight and look after your best interests.

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Licensing

California Department of Insurance

Verified License

License Number: 0468707
Status: Active

Government Actions

BCA has no information regarding government actions at this time.

Comments and Analysis

We have no further comment about this company's business practices or analysis of its offer that may assist you in your consideration of this company.

Other Considerations

We know of no other matter or practice relating to this company that may assist you in your consideration of this company.

Industry Resources

Advertising Reviews

Additional Info

DBAs:

Advanced Retirement Strategies, Inc.

Thomas G Kleine Registered Investment Advisor

Thomas Kleine Registered Investment Advisor

Kleine Financial

Websites:
There are no additional web sites.

Contacts:

Thomas Kleine (Owner)

Other Categories:

Estate Planning

Insurance Agents and Services

Reputation Report

Thomas G. Kleine Registered Investment Advisor

Complaints and Resolutions

Other Information